Category: Trade Programs

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GET YOUR PROJECT FUNDED !! LEASED CASH TRADE

GET YOUR PROJECT FUNDED !! LEASED CASH TRADE

I had lunch yesterday at Houston’s, an excellent restaurant, in Irvine CA on my way back from Mom’s funeral and interment with Chris whom I have mentioned in several articles in the newsletter and on our private subscription corporate website http://www.joetufo.com/blog

He sent this over at 7:30AM 2-18-10

OMEGA  EIGHT MASTER  New LEASED CD Pricing 2-16-2010

Leasing a CD is fairly simple as a DTC BLOCKING FEE is the ONLY fee paid up front.

OMEGA provider can post a CD for Members on DTCC only.  Once instrument is placed on screen and verified by Escrow Agent, BLOCKING FEE will be forwarded immediately. This is a non refundable payment. The instrument will be issued for a maximum term of one year and one day with a CD Provider fee of 7% which will be due within 60 days after placement of the instrument on- screen.

The following is the Leased Cash Trade procedures:

  1. DTC Blocking Fee will be reimbursed from the proceeds of the loan. Client enters the trade with no money out of pocket.
  2. Choose Leased CD denomination
  3. Client submits a CIS and Passport and Proof of funds for the Blocking Fee
  4. Additional fee of $5,000 LLC formation and $3,000 Escrow documentation Fee
  5. Joint Venture  Agreement will be drawn and submit for your signature
  6. After the forwarding of the CIS, Passport and POF Client can if they choose meet with the CD Provider and the Lender.
  7. Review of the Lender Documents before forwarding DTC Fee.
  8. Client forwards Blocking Fee to Escrow.
  9. Escrow Agent is responsible to verify the cusip/isin number on the screen. DTC Fee is then automatically forwarded from escrow to DTC.
  10. Lender monetizes the CD at a 50%LTV. If CD is not monetized the money due CD Provider is non recourse and therefore not paid.
  11. Omega opens Master Holding Account and Sub Account A and B
  12. Trading will begin from the Master Holding Account after clearing compliance within 14-21 days.
  13. No personal liability. All activity run through a LLC
**NEW DTC FEES EFFECTIVE 2-16-2010**The BLOCKING FEE is based on the amount requested as follows:

375,000 Euros for CD amount between- 1 Million -10 Million =

(CONVERSION RATE 2.16.2010 is 1.36) =  $510,000 USD

475,000 Euros for CD amount between -20 Million – 100 Million =

(CONVERSION RATE 2.16.2010 is 1.36) = $646,000 USD

590,000 Euros for CD amount between- 101 Million – 200 Million =

CONVERSION RATE 2.16.2010 is 1.36) = $802,400 USD

690,000 Euros for CD amount between- 201 Million – 300 Million =

CONVERSION RATE 2.16.2010 is 1.36) =  $938,400 USD

790,000 Euros for CD amount between- 301 Million – 400 Million =

CONVERSION RATE 2.16.2010 is 1.36) = $1,074,400 USD

890,000 Euros for CD amount between 401 Million – 500 Million =

CONVERSION RATE 2.16.2010 is 1.36) = $1,210,400 USD

Note: All Blocking Fee rates are subject to change. Fee effective date 2-16-2010

Prices subject to change.

100M CD

50M is monetized

Joint Venture receives $48,500,000 after 3% Broker Fees

-$7,000,000 Reserve for the CD Provider payable in month two

-$300,000 interest reserve month (1) and month (2) to Lender

-$8,800,000 deducted from initial loan proceeds

-$654,000 DTC Fee, LLC formation and Escrow paperwork ($8,000)

$40,546,000 after reserves and Broker fee

THIS IS A NO RISK CASH TRADE. You receive $654,000 contribution before the trade commences from the 50m loan within the first 3 weeks. You enter the trade with no money out of pocket.

Party “A” and Party “B” collectively will trade from the Company Master Holding Account the amount of $40,000,000. while leaving a Reserve in the Master Holding Account of $546,000 which will be used for potential Company expenses, and working capital which shall be used upon agreement between the Parties. After monthly deductions listed herein, Party “ A” and Party “B” shall split equally the trading profits on a monthly basis to their respective sub accounts.

Collectively Party “A”” and Party “B” will put its $40,000,000 into a 40 week trade. For this example, we are assuming an estimated return of 25% a week or estimated 100% return a month. There is a likely possibility that the returns could be greater, or lower and neither Party makes any representations regarding expected trading returns,

Month One Estimated Monthly profit of $17,500,000 for Party “A” and Party “B”

$40,000,000 in trade Collectively Party “A”” and Party “B”

–          $5,000,000 set aside toward repayment of principal of $50M (1 of 10 payments)

–          Total payments before distribution $5,000,000

Month Two Estimated Monthly profit of $17,500,000 for Party “A” and Party “B”

$40,000,000 in trade Collectively Party “A”” and Party “B”

–          $5,000,000 set aside toward repayment of principal of $50M (2 of 10 payments)

–          Total payments before distribution $5,000,000

Month Three through Ten Estimated Monthly profit of $17,425,000 for Party “A” and Party “B”

$40,000,000 in trade Collectively Party “A”” and Party “B”

–          $5,000,000 set aside toward repayment of principal of $50M (3 of 10 payments)

–          $150,000   interest payment to Lender (3 of 10 payments)

–          Total payments before distribution $5,150,000 (8 payments)

Each Party estimated return is ** FOR 40 WEEK  $174,400,000 USD **

Note: All monies are taxable and each Party should consult with its tax advisor.

Either Party can enter into another trade during the on-going trade or at the completion of the initial 40 week trade for two additional trades.

Terms of the CD will be for one year and one day with options to renew at 7% leasing fee per year.  No other procedures will be honored.

LEASED CD PROCEDURES 12-16-2009

Note: It is important to mention here that the actual Lender who will “monetize” the transaction (that is, loan against the 100M CD) has already pre-selected and pre-approved the instrument. Such lender is experienced in such transactions and has worked previously with the original CD Provider. We believe that the loan against the pre-selected 100M CD will be a successful outcome for both Party “A” and Party “B”.

Procedures

1. Application is submitted (see attached) with broker contact info. ***Attached is CIS, Proof of Funds documentation and application. Escrow documents will also be distributed to the Parties along with all contracts.

2. Party “A” provides proof of funds in the amount of the BLOCKING FEE based on the chart as previously sent   which shall be submitted with CIS and Passport.

3. The term sheet (the LOI) is issued from the provider. Opening an escrow with Commercial Bonded Escrow Services (www.commercialescrow.com). requires a $3,000.00 deposit to activate the escrow and for the drawing of all contracts . This is refunded  within three weeks from the proceeds of the line of credit from the CD.

4. Omega signs term sheet (LOI) and Party “A”  wires the DTC Fee and  a $3,000 deposit to open escrow.

5. Escrow is opened and the escrow company  issues the Escrow and Account Agreements.

6. Omega returns the signed Escrow Agreements and Party “A” wires the DTC Blocking Fee to escrow. (Party “A”) Escrow Agent verifies cuisp/isn number on the screen and DTC Fee is then immediately forwarded to DTC. This is non refundable. No exceptions will be made for this requirement.  During this period, the CD is NOT to be blocked and any attempt to do so will cancel contract and remove CD from screen.

7. Bank issues CD provider contract and is provided proof of funds from escrow.

8. Omega signs bank contract and Provider submits it for CD creation.

9. After the contract is executed, CD will be placed and issued on DTC screen only, and no other methods shall be used for this purpose. Codes are provided for viewing with level 7 access.

10. DTC Blocking Fee is released from escrow to the bank and any broker fees are paid at that time.

11. Any 3rd party blocking is done (if requested).

12. Copy of DTC screen shot is provided.

13. After BLOCKING FEE has been successfully paid, collectively Party A and Party B have mo more than 60 days term to pay the CD Provider fees of 7%, which are generated from the monthly trading proceeds, as described above.  Failure to do so will result in the cancellation of the contract and removal of the CD, and the outstanding principal balance of the loan, if any, will be immediately due and payable.

14.  Lines of Credit are available against the CD at 50% LTV. Terms and conditions are available in a primary contract.  Company will net   47% of borrowed funds after fees.  Party “A” and Party “B” collectively will trade from the Company Master Holding Account the amount of $40,000,000. After monthly deductions listed herein, Party “ A” and Party “B” shall split equally the trading profits on a monthly basis to their respective sub accounts.

Both Party A and B will be collectively responsible to repay in full the principal of 50M borrowed the principal borrowed, the leasing fee ($7,000,000), as well as the 3% annual interest ($1,500,000).

15. In order to enter into a Platform Trade Program, the Company shall pass compliance due diligence process.  In order to do so, each Party must submit the following:  a CIS, copy of color passport as well as show the Tear Sheet of the Master Holding Account reflecting the account balances. The compliance process is as follows:

· Compliance officer conducts due diligence on client and funds.

· Compliance generally takes approximately 5 banking days.

· Upon successful compliance, trade contract is issued in five banking days.

· Client gets to speak directly to principle of the trading platform.


Joe Tufo, Certified Cash Flow Consultant, Certified Capital Specialist

CASH FLOW SPECIALISTS, INC.
P.O. Box 844
Alamo CA 94507
925-691-8200 Direct to my desk
800-669-2700 Business
206-984-2853 Fax
joe@joetufo.com
http://www.workingcapitalfast.com
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Categories
Private Placement Programs Trade Programs

Trading Programs

The trading of debt instruments is a trillion dollar industry worldwide. There has been a lot of interest expressed by persons seeking to learn more about risk free capital accumulation by participating in forfaiting programs.

Insiders call this a TRADING PROGRAM., because once a program is started it will normally move through several cycles, accumulating profits at each trading cycle.

The internal trading of bank debentures is a privileged and highly lucrative profit source for participating banks, and as a result, these opportunities are not made known to the public. It would be difficult to entice clients to purchase Certificates of Deposit if they were aware that other equally secure investment accounts yielded more than 10 times higher rates of return.

The banks and traders always employ the strictest non-disclosure and non-circumvention clauses in trading contracts to ensure the confidentiality  of the transactions. The contracts usually contain explicit language forbidding the contracted parties to disclose any aspect of the transaction for a period of five years.As a result, it is difficult to locate experienced individuals who are knowledgeable and willing to candidly discuss these opportunities and the high profitability associated with them, since in so doing, they would severely jeopardize their opportunity to participate in future transactions.

Real trades normally start at $10m. The business has been around since the late 40′s. It was designed at the Bretton Woods conference to rebuild the economies of Europe, Japan, and North Africa by stimulating investment in their economies and to fund humanitarian projects.

The central banks designed the program to bring private money into the economies by allowing very high yields but requiring 80% of the proceeds to be put  to work back in the economy. Each trade has its own level of return, depending on the trading platform and how it is structured.+

It is illegal for anyone but the trader to reveal the projected returns.

This came in Friday February 19, 2010:

BY THE WAY, I AM A SIGNATORY TO THE TRADE CONTRACT AS A DIRECTOR.IF SOMEONE TELLS YOU THEY CAN BRING YOU TO TRADE AND IS NOT A SIGNATORY TO THE ACTUAL CONTRACT THEY ARE A BROKER,AND ARE TOO FAR AWAY TO UNDERSTAND THE REAL DYNAMICS

Mitchell

Categories
Private Placement Programs Trade Programs

Understanding Private Placement Solicitation Laws

Understanding Private Placement Solicitation Laws

If you can think of one place you DON’T want to be, I think most of us would agree its jail. Waking up next to felons named Bubba and cold breakfast doesn’t sound appealing to me. How about you?

Solicitation Tips for Private Placement Brokers

1. ALWAYS get the Compliance Documents: Before you send details about private placement, or compliance documents, you must first have a formal request via email from the investor. This email will prove that the investor requested the information from you, which makes it no longer a solicitation once you respond. When sending out the compliance documents, make sure to include a Non-Solicitation Statement for the investor to complete. After you have this document signed, and the initial email from the investor, you can prove you did not solicit them if needed.

2. NEVER Guarantee Anything to Investors: Let’s face it, less than 1% of the deals you work on have a chance of closing. If you choose to think otherwise, and guarantee something that doesn’t perform, you can be in a lot of hot water. If there is one word I would NEVER use in the private placement business, it is “guarantee”. By doing so, you incur liability for something you have no control over. Even if you are the trader, or have seen it work before, private placement investments rarely go as planned.

3. Do NOT Sugar-coat Details to Investors: If you paint a picture of unrealistic yields and no risk to the investor, you are doomed for failure. Not only are you setting yourself up for a BIG waste of time, but you are also risking your freedom. As the transaction evolves, the finger will always be pointed at you when the details don’t match up. Even worse, if the transaction becomes a scam, it will look like you had a major part in it. Remember, most private placement investors have been through the ringer, and they know what sounds real and too good to be true. Be the one broker that sounds confident and consistent, and eventually, the real investors will all come running back to you in the end.

4. Use Disclaimers in ALL Communications: When emailing anyone in the private placement business, it is always good to have a disclaimer below your signature. It should state that you are NOT an investment advisor, and that NO information you provide should be considered a solicitation. If you have this disclaimer below every email communication, as long as you are doing everything else legally, you will be protected. Also, when speaking to an investor, it isn’t a bad idea to give “truthful disclaimers” here and there. This will protect you, while also helping you to establish more rapport with the investor.

5. NEVER Misrepresent Yourself to Investors: When you misrepresent yourself or your experiences to others, you are breaking the law. Even if you are three brokers away from the trader, you should NEVER lie to get an application. If your “trader” falls through, you will be stuck covering up your lies, and will have lost a good investor in the process. If you’re frustrated due to a lack of success, be more aggressive, and brokers will usually get out of the way. Remember, honesty is safe and far more productive than deception.
Though it may be easier to paint a rosy picture for investors, the truth is always uncovered as the transaction unfolds. No one appreciates the “bait and switch” technique, and as you know, ANYONE can file criminal complaints or sue you. Remember, having an investor submit an application is great, but NOT if they are expecting something you can’t provide. Having applications that don’t close does nothing but degrade your reputation, and in such a fraud polluted business, that is all you really have.

In summary, if you have honest conversations outlining realistic expectations and worst case scenarios, you will ALWAYS be more productive in the end. Keep it truthful, legal, short, and sweet, and you will surround yourself with people of similar ethics in return.

Categories
Asset Monetization Large Projects Private Placement Programs Real Estate Projects Trade Programs

10 Steps to Private Placement Success!

We are working directly with compliance officers/traders with access to multiple performing platforms. The client has to simply provide the requisite paperwork. After the trading office has gone through the due diligence process and assuming, upon qualification, that the client is invited to enter the program (which is always a privilege, and never a right), the client will be contacted from the trading entity.

To avoid the solicitation aspect, “TELL ME WHO YOU ARE (CIS); SHOW ME WHAT YOU HAVE (POF), bank tear sheet will suffice for now; LET ME KNOW WHAT YOU NEED (LOI)” with Passport. With that, we can create a momentum to proceed with.
Always, after receipt of such documentation and the due diligence process, the client will be contacted by the trade group, and from that point, all communications can take place, but never before, or in advance of receiving the paperwork first. There is no deviation from this rule which the traders have to adhere to!
We offer an open book policy, which is totally transparent! Traders don’t want to work through layers of brokers, so no broker chains, only those DIRECT to their client.

10 Steps to Private Placement Success!

(1) The client provides a proof of funds and passport copy along with their compliance package

(2) Trade group submits application to the compliance department for review

(3) Client passes “due diligence”, speaks with the trader, and receives the contract

(4) Client signs the contract, and then the trader countersigns it to make it official

(5) Client contacts their bank to complete the private placement transaction

(6) Client’s funds are blocked, conditionally assigned, or transferred to the trade group in accordance with the contract

(7) Trader accesses the line of credit from the trading bank

(8) Trader uses line of credit to have discounted bank instruments issued from bank

(9) Client receives payment of profits weekly or according to the contract

(10) Client uses profits to fund projects and retains the rest for personal use

We observer strict non-solicitation laws for brokering Private Placement, including:

NEVER Sugar-coating Details to Investors

NEVER Guarantee Anything to Investors

NEVER Misrepresent Ourselves to Investors

Categories
Asset Monetization Film Funding In The News Large Projects Private Placement Programs Real Estate Projects Trade Programs

We are working directly with compliance officers/traders with access to multiple performing platforms. The client has to simply provide the requisite paperwork. After the trading office has gone through the due diligence process and assuming, upon qualification, that the client is invited to enter the program (which is always a privilege, and never a right), the client will be contacted from the trading entity.

To avoid the solicitation aspect, “TELL ME WHO YOU ARE (CIS); SHOW ME WHAT YOU HAVE (POF), bank tear sheet will suffice for now; LET ME KNOW WHAT YOU NEED (LOI)” with Passport. With that, we can create a momentum to proceed with.

Always, after receipt of such documentation and the due diligence process, the client will be contacted by the trade group, and from that point, all communications can take place, but never before, or in advance of receiving the paperwork first. There is no deviation from this rule which the traders have to adhere to!

We offer an open book policy, which is totally transparent! Traders don’t want to work through layers of brokers, so no broker chains, only those DIRECT to their client.
10 Steps to Private Placement Success!

(1) The client provides a proof of funds and passport copy along with their compliance package

(2) Trade Group submits application to the compliance department for review

(3) Client passes “due diligence”, speaks with the trader, and receives the contract

(4) Client signs the contract, and then the trader countersigns it to make it official

(5) Client contacts their bank to complete the private placement transaction

(6) Client’s funds are blocked, conditionally assigned, or transferred to the trade group in accordance with the contract

(7) Trader accesses the line of credit from the trading bank

(8) Trader uses line of credit to have discounted bank instruments issued from bank

(9) Client receives payment of profits weekly or according to the contract

(10) Client uses profits to fund projects and retains the rest for personal use

We observer strict non-solicitation laws for brokering Private Placement, including:

NEVER Sugar-coating Details to Investors

NEVER Guarantee Anything to Investors

NEVER Misrepresent Ourselves to Investors

Categories
Asset Monetization Bank Instruments Collateral Instruments In The News Large Projects Money Available Private Placement Programs Real Estate Projects Trade Programs

Leased Cash Private Placement Platform Trades

From: Joe Tufo [mailto:jptufo@gmail.com]
Sent: Sunday, January 24, 2010 10:51 AM
To: Lisa, Chris
Subject: Charles Questions

Lisa and Chris,

I’m off to Church. I’ll be at my desk at 7AM tomorrow.

This came in from Charles. Can you help please? JOE IS CHARLES LOOKING FOR THIS FOR HIMSELF OR A CLIENT?

IF IT IS HIMSELF THEN CHARLES AND HIS LEGAL COUNSEL WILL  RECEIVE CONTRACTS.

IF IT IS FOR A CLIENT THEN ONLY THE CLIENT WILL RECEIVE CONTRACTS FROM THE TRADER TO THE CLIENT WHO IS ON THE COMPLIANCE PACKAGE AND THE ACCOUNT THAT SHOWS THE 1M.

IT IS COURIOUS HERE NO WHERE IN THE QUESTIONS ARE WHY DOES THE CLIENT WHO POSTS THE $545,000 AND RECEIVES A FREE AND CLEAR 1M ACCOUNT. WHY NO WHERE DID CHARLES ASK WELL THEN WHO IS RESPONSIBLE TO PAY BACK THE LENDER? WHY AM I GETTING A FREE AND CLEAR 1M ACCOUNT AND MY ORGIONAL $545,000 BACK AND I DO NOT HAVE TO PAY THE LOAN BACK?

Hi Joe,

Thanks for sending more information. I have presented clients to similar programs in the past with the same jargon you have sent me. However, this arena is riddled with scams all over the place so, I have a few more detailed questions, if you don’t mind me asking.

First, have you directly referred clients to this program and have been paid from it yet? JOE HAS NOT REFERRED A CLIENT DIRECTLY. SO OF COURSE HE HAS NOT BEEN PAID AS OF YET.

Otherwise, I saw the following:

Client will receive the $545,000 DTC fee returned before the trade commences from the pre approved line of credit of the 5m within the first 3 weeks.

What has to take place before the DTC fee is returned before the trade commences? Returned, do you mean I would have to pay $545,000 first before getting the DTC? CLIENT FILLS OUT THE COMPLIANCE PACKAGE, WITH CURRENT PASSPORT, CLEARS COMPLIANCE AND SHOWS PROOF OF THE $545,000. THE PURPOSE OF THE DTC FEE IS RTO GET A CUSIP/ISIN NUMBER FOR THE CD. WITHOUT A CUSIP/ISIN NUMBER THERE CAN BE NO LOAN AGAINST THE CD.

REMEMBER THE CD PROVIDER WORKS IN UNISION WITH THE LENDER WITH PRE SELECTED CD’S THAT COMES WITH THE LINE OF CREDIT AT 50% OF THE VALUE OF THE CD. THE ACTIVATION TO ALL THIS IS THE DTC FEE WHERE BY THE LENDER SEES THE CUSIP/ISIN NUMBER AND THEN ACTIVATES THE LINE OF CREDIT.  SO THE ANSWER IS YES THE CLIENT MUST PAY THE $545,000 TO RECEIVE THE CUSIP/ISIN NUMBER ON THE CD.

Do my, or my clients, funds, have to be transferred to another bank, or bank account? THE DTC FEE IS MOVED TO A LICENSED BONDED ESCROW.  If so, does it require that the bank have another signatory, or sub-account?

Am I applying for a line of credit, in which I use the funds to submit for a trade? THE CLIENT IS ACTUALLY NOT APPLYING FOR THE LOAN THE “JOINT VENTUHRE” IS GETTING THE LOAN AGAINST THE PRE APPROVED LINE OF CREDIT.

How is the line of credit guaranteed, and through which banking institution? WE DO NOT GIVE OUT THE NAME OF THE LENDER UNLESS THE CLIENRT SIGN A JV AGREEMENT WITH OMEGA AND SIGNS A NON CIRCUMVENTION AGREEEMENT. THIS IS OUR PROPERTRY INTELLITUAL WORK PRODUCT.

  • CLIENT MUST COMPLETE AND SUBMIT A COMPLIANCE PACKAGE, A COLOR PASSPORT, AND A CURRENT BANK STATEMENT MUST SHOW AT LEAST $545,000 (MUST BE WITHIN 30 DAYS). IT IS SUBMITTED TO OMEGA

Is the package sent directly to the trader?

What stage of the process can the trader be verified, along with his company? AFTER THE CLIENT GETS THE 545,000 RETYRNED AND THE 1M TO GO INTO THE SUB ACCOUNT THEN THE CLIENT HAS THE FUNDS TO SEND A TEAR SHEET TO THE TRADER FOR A PROOF OF FUNDS TO GO INTO TRADE. THEN THE CLIENT WILL GET A CONTRACT FROM THE TRADER. THEN THE CLIENT WILL KNOW WHO THE TRADE IS AND HIS COMPANY. AT THAT POINT THE CLIENT CAN DUE THEIR DUE DILLIGENCE ON THE TRADER AND THE COMPANY.

Otherwise, I appreciate your time to send me more information on this.

Best regards,

Charles Vxxxxxx

PLEASE HAVE CHARLES RE READ THE GET YOUR PROJECT FUNDED !!  LEASED CASH TRADE 2010 Explained

OMEGA  EIGHT MASTER  NEW LEASED CD Pricing 1-6-2010***

Get rich by thinking small ! OMEGA CASH “HIGH YIELD” TRADE is a 40 week High Yield” trade which is renewable for up to five (5) years. You receive your $545,000 DTC Fee returned before the trade commences from the 5m loan within the first three weeks. You enter the trade with no money out of pocket and a 1M free and clear High Yield Trade Account.

Client will earn $40M. It’s highly likely that the returns will be greater. This is a NO RISK TRADE. Client  has a “No Risk” opportunity to enter into 40 week “High Yield” trade.

Leasing a CD is fairly simple as a DTC Fee is the ONLY fee paid up front.  OMEGA provider can post a CD on DTCC only.  Once instrument is placed on screen and verified by Escrow Agent, DTC Fee will be forwarded immediately. The CD comes with a pre approved 50% line of credit. This is a refundable payment to the Client at the time the CD line of credit is funded. This should take about three weeks. The instrument will be issued for a maximum term of one year and one day with a CD Provider fee of 7% which will be due within 60 days after placement of the instrument on- screen.

The following is the Leased Cash Trade procedures:

  1. DTC Fee will be reimbursed from the proceeds of the loan. Client enters the High Yield trade with no money out of pocket.
  2. Client submits a CIS and Passport and Proof of funds for the DTC Fee of $545,000
  3. LLC formation and Escrow paperwork is an additional $5,000 (included in the POF request)
  4. Joint Venture  Agreement will be drawn and submitted for Party “A” signature.
  5. After Party “A”  signs the Joint Venture Agreement they choose to meet with the CD Provider and the Lender with a Party “B” representative.
  6. Omega review of the Lender Documents before Party “A” forwards the DTC Fee.
  7. Party “A” forwards DTC Fee to escrow.
  8. Escrow Agent is responsible to verify the cusip/isin number on the screen. DTC Fee is then automatically forwarded from escrow to DTC.
  9. CD comes with a pre approved 50% line of credit from Lender.
  10. Omega opens Master Holding Account and Sub Account “A” and “B”
  11. Each account will hold 1M to go into a High Yield Trade. Trading will begin after each Party clears compliance within 14-21 days.
  12. No personal liability. All activity run through a LLC

Client can choose a Lease Cash CD Trade from denominations of

10M, 100M, 200M, 300M and 500M Call for DTC Blocking Fee Pricing

Note: Call for DTC Blocking Fee Pricing. All Blocking Fee rates are subject to change.

Here is the allocation of the $5,000,000 gross loan as follows:

375,000 Euros for CD amount between- 1 Million -10 Million =

(CONVERSION RATE 1-6-10 is now 1.44) =  $540,000 USD

10M CD

5M is monetized

–       $700,000 Reserve for the CD Provider payable in month two

–       $30,000 interest reserve month (1) and month (2) to Lender

–       $540,000 USD DTC FEE repayment to Party “A”

–       $5,000 for Escrow Paperwork Fee and LLC legal Fee repayment to Party “A”

–       $700,000 Broker Fee

–       $1,975,000 deducted from initial loan proceeds

Joint Venture receives $3,025,000 after reserves and 7% Broker Fees

The balance of $25,000 will remain in the Master Holding Account. Omega will have the right to retain the overage and use it for working capital.

For this example, we are assuming an estimated return of 100% a week or estimated 400% return a month.Party “A”  will earn $40M. It’s highly likely that the returns will be greater.

The $3,000,000 will go into three (3) separate 1M 40 week “High Yield” trades which is renewable for up to five (5) years.

Party “A” enters a 1M High Yield” trade and “Party “B” enters into a 1M High Yield” trade. The Master Holding Account enters into a 1M High Yield” trade. 

The Master Holding Account is the ONLY account that has the responsibility to repay the original 5M loan and all associated fees.

Party “A” $545,000 has been repaid in full at the time of the loan of the $5m. Party “A” will receive a 1M free and clear account to enter into the 40 week High Yield” trade in exchange for NO “personal liability” towards the repayment of the 5M loan and all associated fees,

All bank accounts will be established in the same top 25 bank; PARTY “A” Sub Account and Party “B” Sub account. The Master Holding Account. No exceptions.

Note: All Banking Fees or otherwise will be split equally between Party “A” and Party “B”.

For this example, we are assuming an estimated return of 100% a week or estimated 400% return a month. It’s highly likely that the returns will be greater

Each Separate 1M “High Yield” trade for Party “A” and Party “B”

Month One through Month Ten

Estimated Monthly profit of $4,000,000 for Party “A” and Party “B”

Each Party estimated return is ** FOR 40 weeks is  $40,000,000 USD **

Note: All monies are taxable and each Party should consult with its tax advisor.

Either Party could enter into another trade during the on-going trade or at the completion of the initial 40 week trade for one additional trades.

Terms of the CD will be for one year and one day with options to renew at 7% leasing fee per year.  No other procedures will be honored.

LEASED CD PROCEDURES 12-16-2009

Note: It is important to mention that the 10M CD comes with a pre approved 50% line of credit The  Lender who will “loan” against the 10M CD has already pre-selected and pre-approved the instrument. The Lender is experienced in such transactions and has worked previously with the original CD Provider.

Procedures

1. Application is submitted (see attached) with broker contact info. ***Attached is CIS, Proof of Funds documentation and application. Escrow documents will also be distributed to the Parties along with all contracts.

2. Party “A” provides proof of funds in the amount of the DTC Fee of $545,000 which shall be submitted with CIS and Passport. This includes the formation of the LLC fee of about $2,000 and escrow documentation of $3,000. The CD comes with a pre approved 50% line of credit. Once the proceeds of the 50% line of credit the $545,000 will be paid back to Party “A”.. Party “A” will enter the High Yield 1M trade free and clear of any liability and is NOT responsible for the repayment of the loan of 5M. The Master Holding Account will hold the ONLY responsible account for all repayment of the loan and all associated fees.

3. The term sheet (the LOI) is issued from the provider. Opening an escrow requires a $3,000.00 deposit to activate the escrow and for the drawing of all contracts with Commercial Bonded Escrow Services (www.commercialescrow.com).

4. Omega signs term sheet (LOI) and Party “A”  wires a $3,000 deposit to open escrow.

5. Escrow is opened and the escrow company  issues the Escrow and Account Agreements.

6. Omega returns the signed Escrow Agreements and Party “A” wires the DTC Blocking Fee to escrow. (Party “A”) Escrow Agent verifies cuisp/isn number on the screen and DTC Fee is then immediately forwarded to DTC. Party “A” will receive the $545,000  repayment from the line of credit.  During the term, the CD is NOT to be blocked and any attempt to do so will cancel contract and remove CD from screen.

7. Bank issues CD provider contract and is provided proof of funds from escrow.

8. Omega signs the bank contract and Provider submits it for CD creation.

9. After the contract is executed, the CD will be placed and issued on DTC screen only, and no other methods shall be used for this purpose. Codes are provided for viewing with level 7 access.

10. DTC Fee is released from escrow to the bank and broker fees are paid from the line of credit..

11. Any 3rd party blocking is done (if requested).

12. Copy of DTC screen shot is provided.

13. After DTC FEE has been successfully paid, the Master Holding Account has no more than 60 days timeframe to pay the CD Provider fees of 7%, which is generated from the monthly trading proceeds from the Master Holding Account,.  Failure to do so will result in the cancellation of the contract and removal of the CD, and the outstanding principal balance of the loan, if any, will be immediately due and payable.

14. Lines of Credit are available against the CD at 50% LTV form the Lender. Terms and conditions are available in a primary contract.

15. The Joint Venture will net $3,025,000 of borrowed funds from the line of credit after  reserves and Broker fees.  There will be three (3) “High Yield” trade accounts consisting of 1M. Party “A” has a 1M “High Yield”Trade Account,    Party “B” has a 1M “High Yield” Trade Account and  the Master Holding Account has a 1M “High Yield” Trade Account. Party “A and Party “B” will keep all profits received in their respective sub accounts. The Master Holding Account will be the ONLY account responsible to repay in full the principal of 5M borrowed and all associated fees.

16. In order to enter into a Platform Trade Program, the Master Holding Account, Party “A” and Party “B” shall pass compliance due diligence process.  Each  Party must submit the following:  a CIS, copy of a color passport as well as show the Tear Sheet of  the Master Holding Account, Sub Account “:A” and Sub Account “B” reflecting the account balance of 1M each. The compliance process is as follows:

· Compliance officer conducts due diligence on client and funds.

· Compliance generally takes approximately 5 banking days.

· Upon successful compliance, trade contract is issued in five banking days.

· Client gets to speak directly to principle of the trading platform.

17. HOW TO BEGIN

Client submits a CIS and Passport and Proof of funds for $545,000 (the Blocking Fee $540,000 and $5,000 for Escrow paperwork and LLC formation costs).

The Joint Venture Agreement will be drawn up  and submitted for signature.

The 5M loan will be available within a three (3) week period.

Party “A” enters the trade with no money out of pocket.

The end #

—

Joe Tufo, Certified Cash Flow Consultant, Certified Capital Specialist
CASH FLOW SPECIALISTS, INC.
P.O. Box 844
Alamo CA 94507
925-691-8200 Direct to my desk
800-669-2700 Business
206-984-2853 Fax
joe@joetufo.com
http://www.workingcapitalfast.com
http://www.joetufo.com/blog
http://www.facebook.com/joetufo
http://www.google.com/profiles/jptufo
http://www.bit.ly/82XHOB

Fee and Commission Based.

Your #1 Alternative Funding Source. Call Us When Your Banker Says NO!!!

Business and Personal Lines of Credit $50,000 to $10,000,000, Large Project Funding $10,000,000 to No Limit, Commercial Loans, SBA Loans, Hard Money Loans, Church Loans, Factoring, Accounts Receivable Funding, Merchant Cash Advance.

Speaker, Writer, and Seminar Leader

Providing Honest Answers in a Timely Manner No Matter How Difficult the Situation.

Trust, Integrity, and Service: Here Today, Here Tomorrow

The program that I use to attain my goals:
http://www.goalsguy.com/Affiliate/tgg.php?id=1035186

Please click on the link below to read our Disclaimer
http://joetufo.com/blog/?page_id=14

Categories
In The News Large Projects Preparation Private Placement Programs Real Estate Projects Trade Programs

$100m+ Platform

This came in Saturday January 23rd from a Director for a Private Bank in Zurich Switzerland:

Terrence’s requests are not doable.Funds must be moved in to a private wealth management firm in Zurich as I told you. There is no disclosure with out a JV agreement between the platform and a POF. No trader will provide any upfront due diligence until the program requirements are met. As I told you, full due diligence is conducted in Zurich in private between the client and the platform.Our platform is under the jurisdiction of the FED.Ample evidence will be presented in due time and before a client invests funds.

I hope this helps. As I stated, the conversation is not between myself and an intermediary.It must be direct to the client .

All the best

Mitchell

This is what Terrence sent over:

Hello Joe,
It was great speaking with you yesterday.  I have several clients interested in Private Placement Opportunities.  So, I would like to learn more about the programs you have available.  The client investment capacity range from 1M to 300M.  Several of the 1M clients want to test the programs and then get into larger programs.  Let me know what services you have for those clients.
I am providing specific information on the 200M client.
200M Client:
  • 200M Cash
  • Funds are in Glacier Bank in Montana (Sovereign Bank)
  • Wants to use Administrative Hold as form of Blocking funds for Trade
If the Bank and form of blocking are acceptable with the Trader I will get the POF to you.  If there is any information regarding the Traders history and the available programs please include it in your response.  I greatly appreciate your consideration.  Many Blessing!!!
High Regards,

Terrence

If you have clients interested in options we have three Gatekeepers for private placement programs.
Categories
Asset Monetization In The News Large Projects Money Available Private Placement Programs Real Estate Projects Trade Programs

*100% COMMERCIAL FUNDING-JOINT VENTURE- NO LOAN TO REPAY-TRUE JV

*100% COMMERCIAL FUNDING-JOINT VENTURE- NO LOAN TO REPAY-TRUE JV

TRUE JV INVESTOR- NO DEBT

100% COMMERCIAL FUNDING

TRUE EQUITY JOINT VENTURE

NO LOAN TO REPAY

PROJECTS FROM

$20M UP TO $150M +

NO UP FRONT FEES

FUNDS IN 30 TO 45 DAYS

NATIONAL & INTERNATIONAL PROJECT FUNDING

ACQUISITION & DEVELOPMENT

INCOME PRODUCING PROJECTS

FUND ALL OVER THE WORLD AS LONG AS THE COUNTRY IS NOT AN ENEMY OF THE US, A COMMUNIST COUNTRY OR INVOLVED IN A CIVIL WAR

TECHNOLOGIES, REFINERIES, DRILLING, IN-GROUND ASSETS-ORE MINES, GOLD MINES, ETC. MILLS, ENERGY PROJECTS-WIND FARMS, ETHANOL PLANTS, BIO DIESEL, RENEWABLE ENERGY CASINO’S MARINAS, RESORTS,

AND MORE- WE LIKE TO JV WITH COMMODITIES

REQUIREMENTS

*NCC/Partners will take a JV/Equity position of 10% to 49%

The percentage will vary depending on the amount of capital into the project, collateral, and risk factors.

No Loan To Repay – No Up Front Fees.

*NCC/Partners require any 3RD party reports-if needed- and Principal’s & NCC/Partners Attorney fees to be covered and paid for by the principal.  Payment will be paid directly to the 3RD party and not to NCC/Partners.

Existing reports can be used in most cases (i.e. appraisal, phase 1, etc…)

If reports are needed the principal will pay the venders direct.

PROJECTS GRATER THAN $150MM + WILL BE ACCEPTED ON CONDITIONS

SUBMISSION PROCEDURES

NAME OF PROJECT IN SUBJECT HEADING

Need The Projects Executive Summary (NO BROKER LOGO FORMS)-Narrative- (Tell-Me-The-Story) – (Proof of Funds) (Proof of Collateral) -showing that the client has Strong Collateral Reserves in their account or projects account and that there is capital into the project.

The Collateral Reserves can be Cash, Municipal Bond, Performance Bond, Sovereign Bond if outside the USA or Cash Backed Instruments (SBLC, BG etc. (Owned not Leased)

(Pre-Sales or Deposits and or Attorney/Title Escrow accounts can not be used)

The Reserves funds can not be leased or blocked funds.  These funds have to belong to the principal or project.  These funds are not moved and not used.  (Reserves requirement)

PROOF OF FUNDS– Proof-Of-Funds (POF) can be a Sanitized recent Bank Statement or Tear Sheet.  (White-out or Black-out account numbers)  Or Standard, 2 Banker-Signed, SKR Letter.  Not a free form Swift.

Municipal Bond, Performance Bonds, Sovereign Bond or Cash Backed Instruments- (Need copy)

(Asset Monetizing is also available, request for Asset information and procedures.)

PAPER ASSETS/CMO’s/BOND’s/CD’s/TREASURIES/ MTNs/STOCKS/NOTES

Need a Copy of the Paper Asset & Statement.

NCC/Partners are a Private Equity Joint Venture Investor and are collateralized by a 501C3, Real Estate Holdings and Secured Asset Management Program.

Please feel free to contact me personally should you have any questions.

Categories
In The News Large Projects Money Available Preparation Private Placement Programs Real Estate Projects Trade Programs

GET YOUR PROJECT FUNDED !! LEASED CASH TRADE EXPLAINED

GET YOUR PROJECT FUNDED !! LEASED CASH TRADE

If you or your Client have $545,000 you now can LEASE CASH that would allow you to enter into a High Yield 1M Trade.  You can now fund your projects without personal liability.  All activity runs through an LLC.

Get rich by thinking small ! OMEGA CASH “HIGH YIELD” TRADE is a 40 week trade which is renewable for up to five (5) years. THIS IS A NO RISK CASH TRADE. Client will receive the $545,000 DTC fee returned before the trade commences from the pre approved line of credit of the 5m within the first 3 weeks. Client will enter the trade with no money out of pocket and a 1M free and clear account to go into the High Yield trade.

You can now get Direct access to the Platform Trader. We have Direct access to the  Gatekeeper.

Leasing a CD is fairly simple as a DTC BLOCKING FEE is the ONLY fee paid up front. The CD comes with a pre approved line of credit of 50% of the CD. The CASH goes into a “High Yield” trade program that produces substantial weekly returns.

This small High Yield trade is designed to showcase what a successful trade group can do. A Client can enter this  High Yield ONLY twice (1) as a company or LLC and (1) personally. Many of our Clients can then sponsor other family members as well as company associates.

OMEGA provider can post a CD on DTCC only.  Once instrument is placed on screen and verified by Escrow Agent, DTC Fee will be forwarded immediately. The CD comes with a pre approved 50% line of credit. This is a refundable payment to the Client at the time the CD line of credit is funded. This should take about three weeks. The instrument will be issued for a maximum term of one year and one day with a CD Provider fee of 7% which will be due within 60 days after placement of the instrument on- screen.

OMEGA  Eight MASTER  New LEASED CD Pricing 1-06-2010**

The BLOCKING FEE is based on the amount requested as follows:

375,000 Euros for CD amount between- 1 Million -10 Million =

(CONVERSION RATE 1.6.2010 is 1.44) =  $545,000 USD

Note: All Blocking Fee rates are subject to change. Fee effective date 1-6-2010

Prices subject to change.

After repayment of the DTC Fee of $545,000 in exchange for NO “personal liability” towards the repayment of the 5M loan and all associated fees, Client will receive a 1M free and clear account to enter into the 40 week High Yield” trade. Client may earn $40M. It’s highly likely that the returns will be greater. This is a NO RISK TRADE. Client  has a “No Risk” opportunity to enter into 40 week “High Yield” 1M trade.

____________________________________________________________________________________

How Does The High Yield Trade Work?

Client signs the contract and moves 1M to an Attorney Client Trust Account at Wells Fargo Bank.  The 1M will be SPENT but it is NOT at risk of loss.  Zero risk here… Let me explain, you see the trader does not need the 1M, but the law requires that to launch a trade there must be some outside money.  The 1M is a partial payment for a 100M BG that will cost about 55M. The BG is purchased from a top 10 European bank. The trader pays 54M  out of their own pocket and the client pays 1M.  In exchange the client gets 24% of the profit generated from this instrument.  Once the 100M BG has been acquired the trader will secure an 85M line of credit against it.

BOTTOM LINE…  Is a 1M client puts up 1M and gets to keep 24% of the profits on an 85M cash account in a 40 week trade !   This is the best deal in the trade world today.  This is how someone with 1M can earn 20M per month (5M per week).  Once the BG is issued it acts as collateral for the 1M.   The clients BG will be online and they can “see it” on-line once the CUSIP and ISIN numbers are issued.  They can go on-line on Bloomberg 24 hours a day and see their name attached to the BG that they are a partial owner of.

____________________________________________________________________________________

  • CLIENT MUST COMPLETE AND SUBMIT A COMPLIANCE PACKAGE, A COLOR PASSPORT, AND A CURRENT BANK STATEMENT MUST SHOW AT LEAST $545,000 (MUST BE WITHIN 30 DAYS).
  • CORPORATE OR INDIVIDUAL APPLICATION IS OK.

Joe Tufo, Certified Cash Flow Consultant, Certified Capital Specialist
CASH FLOW SPECIALISTS, INC.
P.O. Box 844
Alamo CA 94507
925-691-8200 Direct to my desk
800-669-2700 Business
206-984-2853 Fax
joe@joetufo.com
http://www.workingcapitalfast.com

How We Work


http://www.facebook.com/joetufo
http://www.google.com/profiles/jptufo
http://www.bit.ly/82XHOB

Fee and Commission Based.

Your #1 Alternative Funding Source. Call Us When Your Banker Says NO!!!

Business and Personal Lines of Credit $50,000 to $10,000,000, Large Project Funding $10,000,000 to No Limit, Commercial Loans, SBA Loans, Hard Money Loans, Church Loans, Factoring, Accounts Receivable Funding, Merchant Cash Advance.

Speaker, Writer, and Seminar Leader

Providing Honest Answers in a Timely Manner No Matter How Difficult the Situation.

Trust, Integrity, and Service: Here Today, Here Tomorrow

The program that I use to attain my goals:
http://www.goalsguy.com/Affiliate/tgg.php?id=1035186

Please click on the link below to read our Disclaimer

Cash Flow Specialists Disclaimer

Categories
Articles for Publication Asset Monetization Bank Instruments Collateral Instruments In The News Large Projects Preparation Proof of Funds Real Estate Projects Trade Programs

Trading Programs – From Chris a Seasoned Trader

Jeff introduced me to Chris, a Seasoned Trader, in August 2009. If you want access to these programs send me Proof of Funds so we can vet you. We have programs available with Chris and Gregory.

Chris called me Saturday.

Here’s the newsletter that was sent over Saturday January 16, 2010:

Hi Team,

First of all i want to wish all of you a most happy and successful 2010.  May it bring the joy of dreams fulfilled !!!  Some of you have worked very hard to bring good clients to trade and many of you have enjoyed the financial rewards that came from that work.

2009 was a great year for many of us and for others it was a disappointment.    So for my first newsletter of the new year i thought it would be appropriate to share some lessons learned and some exciting advise so 2010 can be even better!

First of all lets talk about new rules for 2010.  No more LEASED instruments for trade, this was a big one in 09, lots of people putting LEASED to trade.  Leased Cash is STILL OK.  Leased Instruments is all but dead.  The government has just said no.  If anyone wants info on the Leased Cash trade (client needs at least 600K USD or equivalent Cash to lease 10M) let me know and we will resend this updated information.

I have compiled some statics for 2009 that i thought you might find interesting.

From January 1, 2009 until December 1, 2009 we received 161 client submissions for trade that were over 1B.  At first glance you would say Wow!! until you look a little closer.  Of those files want to guess how many turned out to be real ?  9, yes that’s right 9 files turned out to be real money owned by the person who was on the CIS!    Now in contrast over 82% of all the files we received under 25M turned out to be real !  the smaller files were the big money makers in 2009.

WHY THE 1M WAS SO IMPORTANT   It Worked !!!  A client with 10 or 20M likes the idea of running a test.  This trade group will only accept 1M from a new client.  The funds can be borrowed or leased or owned!  this creates lots of flexibility for you and the client.   Once the client has gotten the first 4 weeks of payouts of 20M!  the trade group will send their Jet to pick up the client (anywhere in the world) for a face to face meeting here in Southern California to discuss how to put the balance of their funds to trade!   Get rich by thinking small !

Some of you Hunters only want to Hunt Big “Game” (500M plus) and that is ok if you have a cash flow to support that.  The comments below are designed for you Elephant Hunters! we will try to assist you to weed out the fraud early.  For those of who who want to make money quickly focus on the under 50M clients or ANY client who will permit a 1M test.

This HY group likes the 1M file because it gets the client into the game and allows them to see what a REAL trade can do with just 1M !   If you want me to send you the details on our HY 1M trade just ask and i will forward you the write up… for my Big Game Hunters the advice below is perfect for you!

Good Hunting and good luck in 2010 !   Chris

1) CITIBANK SINGAPORE (ESPLANADE BRANCH)  – THE MEI HUA SOCIETY

We have received numerous application packages relating to accounts in Citibank, Singapore.  The Esplanade Branch.  You probably have as well.  Cash funds.  $1 Billion USD or multiples thereof.  Five Billion.  Ten Billion.  (Never say, for $6,473,821,359.00) And the account holders are typically Chinese or Taiwanese nationals.  Welcome to the “inheritance bank” – and to the byzantine world of the Mei Hua Society!  You see, these are heritage funds.  Pure and simple.  And – well,  I hate to put sand in anyone’s gas tank – but these mega-size cash accounts AIN’T tradeable.  Not now.  Probably not ever.

Here’s what you need to know:  The  Mei Hua Society number over 4,000 members. With six divisions throughout Asia.  The matriarch is 96 year old Mrs. Chen who, along with her granddaughter, lives in the Central Part of Taiwan.  In the mountains above Taichung.  In 1996, Grandma Chen gave out “inheritances” of $10 Billion USD each to all of her family members. Some 300 or so bequests.  A cool $3 Trillion USD or thereabouts!  BIG FAMILY!  Now, for some strange reason, though, the heritage accounts were opened in Citibank, Esplanade Branch, rather than Citibank’s Singapore head office where the Society maintains its master account.  Stranger still, none of the “beneficiaries” were invited into the bank to sign account-opening documents. Go figure!

Well, fast forward – and here’s the rub:  The Mei Hua funds on deposit in the master account are restricted funds; they can only be drawn down against receipt of a bank instrument.  Use of these funds in a trade program, therefore, is strictly “VERBOTEN”.  And, of course, what applies to the master account applies equally to the 300 + sub-accounts. So, you can forget the whole lot of them!

But the story doesn’t end there.  You see, the beneficiaries – none of whom are signed on the accounts – found themselves, from the outset, unable to transact their funds. Not one red cent.  Needless to say, this posed a huge problem for the family members, many of whom were on nodding terms with poverty. Necessity being the mother of invention, though, a number of beneficiaries happened upon the idea of renting out their Proofs of Funds. Thus was born a thriving industry in leased Citibank, Singapore bank document! A nice little money-spinner! Of course, it didn’t take long for the Shenzhen “copy shops” run by the notorious Tong – the Chinese Mafia – their motto is “Foil Justice. Do Evil” – to muscle in on the action.  IT’S A RIGHT HOLY MESS!  A bad beginning in search of a worse ending! So take my advice, dear readers, and steer clear of Mei Hua funds altogether.  Truth is, these heritage funds ain’t worth a bucket of warm spit!

===

2) FIGHTING BACK AGAINST FRAUD  –  “BACK-DOOR” WAYS TO VALIDATE BANK DOCUMENTS

There is nothing worse than spending several weeks preparing a client submission, and then turning the paperwork over to the trading entity – only to have the transaction declined straight away because the bank documents are found to be fraudulent.  Unfortunately, it’s an all too common occurrence in our business.  The problem, regrettably, is that there exists a deep-rooted “culture of deception” in many parts of the world:  A belief system that disdains honesty and integrity, and advocates, instead, that the only “truth” that matters is what you can get away with.  And just how pervasive is this attitude?  Sadly, it permeates many of the transactions that regularly cross our desks.

Fortunately, though, there are things you can do – early on in the game – to filter out false bank documents in order to save you time and effort and increase your odds of bringing forward a genuine transaction.  Remember this: The best strategy for countering deception is to ATTACK ON THE FACTS!  That’s right, put the burden on the client to prove his financial capability beyond a reasonable doubt.  And not by making self-serving statements,  but by providing objective, unassailable evidence to support his application.

So here is my preferred list of “FIGHT BACK!” tips:

1) Clients often claim to hold funds in a bank half way around the world.  Not convinced? Then request the client provide the date he presented himself at the bank to open his account. Obtain that information first.  JUST THAT.  Then go back to the client and ask for a copy of his passport page which shows his entry visa/landing stamp permitting entry to the country on the date in question.  It’s a great “GOTCHA” technique!

2) Clients often claim that they purchased the bank instrument with their own cash funds. Not convinced?  Then request a copy of the client’s account statement immediately preceding his purchase of the bank instrument.  SHOW ME THE MONEY!

3)  Bank instruments that have been taken out of the banking system are worthless.  And fraudulent bank instruments – well, they have probably never been put into the banking system in the first.  So you should  always request, along with a copy of the bank instrument itself, a current tear sheet or account statement for the “paper account” holding the bank instrument.  Viewing the bank instrument without the corresponding account statement or tear sheet, frankly, makes no sense at all.

4)  Accept photo-quality scanned copies of the ORIGINAL bank documents only.  If the client can’t organize a high-resolution scan of his original bank documents, it probably means he doesn’t control the bank instruments in the first place.  So why go any further?

5) Clients often claim that they acquired the cash funds/bank instruments by means of  “inheritance”.  Not convinced?  Ask the client for a certified copy of the probate documents.

6) Clients often claim that the funds are freely transferable funds.  Not convinced? Then request the client withdraw $1000 USD from his account and provide you with a copy of the withdrawal slip.

7) Clients often claim that they earned the cash funds/bank instruments through “investments”.  Not convinced?  Then request the client provide past account statements (or his passbook) showing the transaction activity (deposits and withdrawals) on his account over the two-year period.

One final word:  Don’t waste time having the client fill out an endless stream of compliance documents.  Listen to me: If the client has supplied fraudulent bank documents, it doesn’t matter what the client provides by way of self-serving statements.  And no client, upon being asked to complete a set of largely “fill-in-the-blanks”-style documents, is going to see the error of his ways and suddenly “fess up” to having committed bank fraud.  So why bother?  My suggestion is leave the documents for the time being. There is plenty of time for that later.  Instead, focus your efforts, with laser beam intensity, on one thing – AND ONE THING ONLY:  Corroborating the client’s bank evidence of funds.  Remember : ITS THE BANKING, STUPID!

4) “TRICKS OF THE TRADE”  –  WORKING WITH HOLDERS OF BANK INSTRUMENTS

The cardinal rule in this business is that you can’t enter a trade program with assets you don’t own.  Of course, with cash funds, it relatively easy to determine “ownership”.  After all, clients can only acquire title to cash funds in one of two ways:  By earning the money from their legitimate business endeavors.  Or by inheritance. There is no third way!  So forget leased funds.  Forget borrowed funds. Forget assigned or pledged funds.  Forget “nominees” account holders.  The task is to focus like a heat-seeking missile on the legal owner of the cash funds.  And no one else!

With bank instruments, though, the considerations are a little different.  After all, when we talk about bank instruments, there is no “owner” as such; we refer to holding (rather than owning)  an instrument.  Let’s get down to basics.  A bank instrument is simply a promise to pay; an “IOU” involving three parties: (1) The bank that issues the instrument and is legally responsible for making payment; (2) The Applicant who purchases (or causes the issuance of) the instrument by putting up his cash funds; and (3) The Beneficiary in whose favor, or for whose use, the instrument is issued.

Oftentimes, of course, the Applicant and the Beneficiary are one and the same person.  For example, when Mr. Brown, unhappy about the low yields offered on his savings account, up and purchases a Certificate of Deposit from his bank.  In that instance, Mr. Brown is both the Applicant and the Beneficiary of the CD.  But just as frequently, the Applicant and the Beneficiary are different parties altogether.  For example, when Bank Guarantees, Standby Letters of Credit and the like are issued in favor of third-party “sellers” of goods in order to guarantee payment in commercial transactions.

So who is eligible to participate in a trade program when a bank instrument is involved?  Is it the Applicant?  Or the Beneficiary?  Well, the answer might surprise you! You see, only the Applicant is eligible to participate in a trade program, for the simple reason that the Applicant alone has “purchased” the instrument with his cash funds. Remember the “ownership” rule!  BUT THERE IS AN OVERARCHING PROVISO: The Applicant must hold the instrument for his own use only, and not have issued the instrument in favor of a third-party Beneficiary.  In other words, the Applicant must also be the Beneficiary of the instrument, as well.  (Were it otherwise, of course, the Applicant would have nothing to go into trading with!)  So to put it succinctly: The holder of an instrument, in order to participate in a trade program, must be both the Applicant and Beneficiary simultaneously.  If he is not – if say, he is one, but not the other – then he is not eligible to enter a trade program.  Not under any circumstances!

DISCLAIMER: Sender is not a United States Securities Dealer, Broker or US Investment Advisor. This electronic transmission and or attached documents have not been verified or authenticated & are not to be considered a solicitation for any purpose in any form or content, nor an offer to sell and/or buy securities and or properties. Merely describing the details of an existing private placement program does not constitute an offer or solicitation of any kind and, if presented, is done so as a request for information. Upon receipt of these documents, you as the recipient, acknowledge this disclaimer and warnings herein. By reading beyond this point, you agree, acknowledge and accept that this is a privileged, proprietary and confidential communication and you agree to keep it private if not  please return to sender.