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Leased Cash Private Placement Platform Trades

From: Joe Tufo [mailto:jptufo@gmail.com]
Sent: Sunday, January 24, 2010 10:51 AM
To: Lisa, Chris
Subject: Charles Questions

Lisa and Chris,

I’m off to Church. I’ll be at my desk at 7AM tomorrow.

This came in from Charles. Can you help please? JOE IS CHARLES LOOKING FOR THIS FOR HIMSELF OR A CLIENT?

IF IT IS HIMSELF THEN CHARLES AND HIS LEGAL COUNSEL WILL  RECEIVE CONTRACTS.

IF IT IS FOR A CLIENT THEN ONLY THE CLIENT WILL RECEIVE CONTRACTS FROM THE TRADER TO THE CLIENT WHO IS ON THE COMPLIANCE PACKAGE AND THE ACCOUNT THAT SHOWS THE 1M.

IT IS COURIOUS HERE NO WHERE IN THE QUESTIONS ARE WHY DOES THE CLIENT WHO POSTS THE $545,000 AND RECEIVES A FREE AND CLEAR 1M ACCOUNT. WHY NO WHERE DID CHARLES ASK WELL THEN WHO IS RESPONSIBLE TO PAY BACK THE LENDER? WHY AM I GETTING A FREE AND CLEAR 1M ACCOUNT AND MY ORGIONAL $545,000 BACK AND I DO NOT HAVE TO PAY THE LOAN BACK?

Hi Joe,

Thanks for sending more information. I have presented clients to similar programs in the past with the same jargon you have sent me. However, this arena is riddled with scams all over the place so, I have a few more detailed questions, if you don’t mind me asking.

First, have you directly referred clients to this program and have been paid from it yet? JOE HAS NOT REFERRED A CLIENT DIRECTLY. SO OF COURSE HE HAS NOT BEEN PAID AS OF YET.

Otherwise, I saw the following:

Client will receive the $545,000 DTC fee returned before the trade commences from the pre approved line of credit of the 5m within the first 3 weeks.

What has to take place before the DTC fee is returned before the trade commences? Returned, do you mean I would have to pay $545,000 first before getting the DTC? CLIENT FILLS OUT THE COMPLIANCE PACKAGE, WITH CURRENT PASSPORT, CLEARS COMPLIANCE AND SHOWS PROOF OF THE $545,000. THE PURPOSE OF THE DTC FEE IS RTO GET A CUSIP/ISIN NUMBER FOR THE CD. WITHOUT A CUSIP/ISIN NUMBER THERE CAN BE NO LOAN AGAINST THE CD.

REMEMBER THE CD PROVIDER WORKS IN UNISION WITH THE LENDER WITH PRE SELECTED CD’S THAT COMES WITH THE LINE OF CREDIT AT 50% OF THE VALUE OF THE CD. THE ACTIVATION TO ALL THIS IS THE DTC FEE WHERE BY THE LENDER SEES THE CUSIP/ISIN NUMBER AND THEN ACTIVATES THE LINE OF CREDIT.  SO THE ANSWER IS YES THE CLIENT MUST PAY THE $545,000 TO RECEIVE THE CUSIP/ISIN NUMBER ON THE CD.

Do my, or my clients, funds, have to be transferred to another bank, or bank account? THE DTC FEE IS MOVED TO A LICENSED BONDED ESCROW.  If so, does it require that the bank have another signatory, or sub-account?

Am I applying for a line of credit, in which I use the funds to submit for a trade? THE CLIENT IS ACTUALLY NOT APPLYING FOR THE LOAN THE “JOINT VENTUHRE” IS GETTING THE LOAN AGAINST THE PRE APPROVED LINE OF CREDIT.

How is the line of credit guaranteed, and through which banking institution? WE DO NOT GIVE OUT THE NAME OF THE LENDER UNLESS THE CLIENRT SIGN A JV AGREEMENT WITH OMEGA AND SIGNS A NON CIRCUMVENTION AGREEEMENT. THIS IS OUR PROPERTRY INTELLITUAL WORK PRODUCT.

  • CLIENT MUST COMPLETE AND SUBMIT A COMPLIANCE PACKAGE, A COLOR PASSPORT, AND A CURRENT BANK STATEMENT MUST SHOW AT LEAST $545,000 (MUST BE WITHIN 30 DAYS). IT IS SUBMITTED TO OMEGA

Is the package sent directly to the trader?

What stage of the process can the trader be verified, along with his company? AFTER THE CLIENT GETS THE 545,000 RETYRNED AND THE 1M TO GO INTO THE SUB ACCOUNT THEN THE CLIENT HAS THE FUNDS TO SEND A TEAR SHEET TO THE TRADER FOR A PROOF OF FUNDS TO GO INTO TRADE. THEN THE CLIENT WILL GET A CONTRACT FROM THE TRADER. THEN THE CLIENT WILL KNOW WHO THE TRADE IS AND HIS COMPANY. AT THAT POINT THE CLIENT CAN DUE THEIR DUE DILLIGENCE ON THE TRADER AND THE COMPANY.

Otherwise, I appreciate your time to send me more information on this.

Best regards,

Charles Vxxxxxx

PLEASE HAVE CHARLES RE READ THE GET YOUR PROJECT FUNDED !!  LEASED CASH TRADE 2010 Explained

OMEGA  EIGHT MASTER  NEW LEASED CD Pricing 1-6-2010***

Get rich by thinking small ! OMEGA CASH “HIGH YIELD” TRADE is a 40 week High Yield” trade which is renewable for up to five (5) years. You receive your $545,000 DTC Fee returned before the trade commences from the 5m loan within the first three weeks. You enter the trade with no money out of pocket and a 1M free and clear High Yield Trade Account.

Client will earn $40M. It’s highly likely that the returns will be greater. This is a NO RISK TRADE. Client  has a “No Risk” opportunity to enter into 40 week “High Yield” trade.

Leasing a CD is fairly simple as a DTC Fee is the ONLY fee paid up front.  OMEGA provider can post a CD on DTCC only.  Once instrument is placed on screen and verified by Escrow Agent, DTC Fee will be forwarded immediately. The CD comes with a pre approved 50% line of credit. This is a refundable payment to the Client at the time the CD line of credit is funded. This should take about three weeks. The instrument will be issued for a maximum term of one year and one day with a CD Provider fee of 7% which will be due within 60 days after placement of the instrument on- screen.

The following is the Leased Cash Trade procedures:

  1. DTC Fee will be reimbursed from the proceeds of the loan. Client enters the High Yield trade with no money out of pocket.
  2. Client submits a CIS and Passport and Proof of funds for the DTC Fee of $545,000
  3. LLC formation and Escrow paperwork is an additional $5,000 (included in the POF request)
  4. Joint Venture  Agreement will be drawn and submitted for Party “A” signature.
  5. After Party “A”  signs the Joint Venture Agreement they choose to meet with the CD Provider and the Lender with a Party “B” representative.
  6. Omega review of the Lender Documents before Party “A” forwards the DTC Fee.
  7. Party “A” forwards DTC Fee to escrow.
  8. Escrow Agent is responsible to verify the cusip/isin number on the screen. DTC Fee is then automatically forwarded from escrow to DTC.
  9. CD comes with a pre approved 50% line of credit from Lender.
  10. Omega opens Master Holding Account and Sub Account “A” and “B”
  11. Each account will hold 1M to go into a High Yield Trade. Trading will begin after each Party clears compliance within 14-21 days.
  12. No personal liability. All activity run through a LLC

Client can choose a Lease Cash CD Trade from denominations of

10M, 100M, 200M, 300M and 500M Call for DTC Blocking Fee Pricing

Note: Call for DTC Blocking Fee Pricing. All Blocking Fee rates are subject to change.

Here is the allocation of the $5,000,000 gross loan as follows:

375,000 Euros for CD amount between- 1 Million -10 Million =

(CONVERSION RATE 1-6-10 is now 1.44) =  $540,000 USD

10M CD

5M is monetized

–       $700,000 Reserve for the CD Provider payable in month two

–       $30,000 interest reserve month (1) and month (2) to Lender

–       $540,000 USD DTC FEE repayment to Party “A”

–       $5,000 for Escrow Paperwork Fee and LLC legal Fee repayment to Party “A”

–       $700,000 Broker Fee

–       $1,975,000 deducted from initial loan proceeds

Joint Venture receives $3,025,000 after reserves and 7% Broker Fees

The balance of $25,000 will remain in the Master Holding Account. Omega will have the right to retain the overage and use it for working capital.

For this example, we are assuming an estimated return of 100% a week or estimated 400% return a month.Party “A”  will earn $40M. It’s highly likely that the returns will be greater.

The $3,000,000 will go into three (3) separate 1M 40 week “High Yield” trades which is renewable for up to five (5) years.

Party “A” enters a 1M High Yield” trade and “Party “B” enters into a 1M High Yield” trade. The Master Holding Account enters into a 1M High Yield” trade. 

The Master Holding Account is the ONLY account that has the responsibility to repay the original 5M loan and all associated fees.

Party “A” $545,000 has been repaid in full at the time of the loan of the $5m. Party “A” will receive a 1M free and clear account to enter into the 40 week High Yield” trade in exchange for NO “personal liability” towards the repayment of the 5M loan and all associated fees,

All bank accounts will be established in the same top 25 bank; PARTY “A” Sub Account and Party “B” Sub account. The Master Holding Account. No exceptions.

Note: All Banking Fees or otherwise will be split equally between Party “A” and Party “B”.

For this example, we are assuming an estimated return of 100% a week or estimated 400% return a month. It’s highly likely that the returns will be greater

Each Separate 1M “High Yield” trade for Party “A” and Party “B”

Month One through Month Ten

Estimated Monthly profit of $4,000,000 for Party “A” and Party “B”

Each Party estimated return is ** FOR 40 weeks is  $40,000,000 USD **

Note: All monies are taxable and each Party should consult with its tax advisor.

Either Party could enter into another trade during the on-going trade or at the completion of the initial 40 week trade for one additional trades.

Terms of the CD will be for one year and one day with options to renew at 7% leasing fee per year.  No other procedures will be honored.

LEASED CD PROCEDURES 12-16-2009

Note: It is important to mention that the 10M CD comes with a pre approved 50% line of credit The  Lender who will “loan” against the 10M CD has already pre-selected and pre-approved the instrument. The Lender is experienced in such transactions and has worked previously with the original CD Provider.

Procedures

1. Application is submitted (see attached) with broker contact info. ***Attached is CIS, Proof of Funds documentation and application. Escrow documents will also be distributed to the Parties along with all contracts.

2. Party “A” provides proof of funds in the amount of the DTC Fee of $545,000 which shall be submitted with CIS and Passport. This includes the formation of the LLC fee of about $2,000 and escrow documentation of $3,000. The CD comes with a pre approved 50% line of credit. Once the proceeds of the 50% line of credit the $545,000 will be paid back to Party “A”.. Party “A” will enter the High Yield 1M trade free and clear of any liability and is NOT responsible for the repayment of the loan of 5M. The Master Holding Account will hold the ONLY responsible account for all repayment of the loan and all associated fees.

3. The term sheet (the LOI) is issued from the provider. Opening an escrow requires a $3,000.00 deposit to activate the escrow and for the drawing of all contracts with Commercial Bonded Escrow Services (www.commercialescrow.com).

4. Omega signs term sheet (LOI) and Party “A”  wires a $3,000 deposit to open escrow.

5. Escrow is opened and the escrow company  issues the Escrow and Account Agreements.

6. Omega returns the signed Escrow Agreements and Party “A” wires the DTC Blocking Fee to escrow. (Party “A”) Escrow Agent verifies cuisp/isn number on the screen and DTC Fee is then immediately forwarded to DTC. Party “A” will receive the $545,000  repayment from the line of credit.  During the term, the CD is NOT to be blocked and any attempt to do so will cancel contract and remove CD from screen.

7. Bank issues CD provider contract and is provided proof of funds from escrow.

8. Omega signs the bank contract and Provider submits it for CD creation.

9. After the contract is executed, the CD will be placed and issued on DTC screen only, and no other methods shall be used for this purpose. Codes are provided for viewing with level 7 access.

10. DTC Fee is released from escrow to the bank and broker fees are paid from the line of credit..

11. Any 3rd party blocking is done (if requested).

12. Copy of DTC screen shot is provided.

13. After DTC FEE has been successfully paid, the Master Holding Account has no more than 60 days timeframe to pay the CD Provider fees of 7%, which is generated from the monthly trading proceeds from the Master Holding Account,.  Failure to do so will result in the cancellation of the contract and removal of the CD, and the outstanding principal balance of the loan, if any, will be immediately due and payable.

14. Lines of Credit are available against the CD at 50% LTV form the Lender. Terms and conditions are available in a primary contract.

15. The Joint Venture will net $3,025,000 of borrowed funds from the line of credit after  reserves and Broker fees.  There will be three (3) “High Yield” trade accounts consisting of 1M. Party “A” has a 1M “High Yield”Trade Account,    Party “B” has a 1M “High Yield” Trade Account and  the Master Holding Account has a 1M “High Yield” Trade Account. Party “A and Party “B” will keep all profits received in their respective sub accounts. The Master Holding Account will be the ONLY account responsible to repay in full the principal of 5M borrowed and all associated fees.

16. In order to enter into a Platform Trade Program, the Master Holding Account, Party “A” and Party “B” shall pass compliance due diligence process.  Each  Party must submit the following:  a CIS, copy of a color passport as well as show the Tear Sheet of  the Master Holding Account, Sub Account “:A” and Sub Account “B” reflecting the account balance of 1M each. The compliance process is as follows:

· Compliance officer conducts due diligence on client and funds.

· Compliance generally takes approximately 5 banking days.

· Upon successful compliance, trade contract is issued in five banking days.

· Client gets to speak directly to principle of the trading platform.

17. HOW TO BEGIN

Client submits a CIS and Passport and Proof of funds for $545,000 (the Blocking Fee $540,000 and $5,000 for Escrow paperwork and LLC formation costs).

The Joint Venture Agreement will be drawn up  and submitted for signature.

The 5M loan will be available within a three (3) week period.

Party “A” enters the trade with no money out of pocket.

The end #

—

Joe Tufo, Certified Cash Flow Consultant, Certified Capital Specialist
CASH FLOW SPECIALISTS, INC.
P.O. Box 844
Alamo CA 94507
925-691-8200 Direct to my desk
800-669-2700 Business
206-984-2853 Fax
joe@joetufo.com
http://www.workingcapitalfast.com
http://www.joetufo.com/blog
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Trading Programs – From Chris a Seasoned Trader

Jeff introduced me to Chris, a Seasoned Trader, in August 2009. If you want access to these programs send me Proof of Funds so we can vet you. We have programs available with Chris and Gregory.

Chris called me Saturday.

Here’s the newsletter that was sent over Saturday January 16, 2010:

Hi Team,

First of all i want to wish all of you a most happy and successful 2010.  May it bring the joy of dreams fulfilled !!!  Some of you have worked very hard to bring good clients to trade and many of you have enjoyed the financial rewards that came from that work.

2009 was a great year for many of us and for others it was a disappointment.    So for my first newsletter of the new year i thought it would be appropriate to share some lessons learned and some exciting advise so 2010 can be even better!

First of all lets talk about new rules for 2010.  No more LEASED instruments for trade, this was a big one in 09, lots of people putting LEASED to trade.  Leased Cash is STILL OK.  Leased Instruments is all but dead.  The government has just said no.  If anyone wants info on the Leased Cash trade (client needs at least 600K USD or equivalent Cash to lease 10M) let me know and we will resend this updated information.

I have compiled some statics for 2009 that i thought you might find interesting.

From January 1, 2009 until December 1, 2009 we received 161 client submissions for trade that were over 1B.  At first glance you would say Wow!! until you look a little closer.  Of those files want to guess how many turned out to be real ?  9, yes that’s right 9 files turned out to be real money owned by the person who was on the CIS!    Now in contrast over 82% of all the files we received under 25M turned out to be real !  the smaller files were the big money makers in 2009.

WHY THE 1M WAS SO IMPORTANT   It Worked !!!  A client with 10 or 20M likes the idea of running a test.  This trade group will only accept 1M from a new client.  The funds can be borrowed or leased or owned!  this creates lots of flexibility for you and the client.   Once the client has gotten the first 4 weeks of payouts of 20M!  the trade group will send their Jet to pick up the client (anywhere in the world) for a face to face meeting here in Southern California to discuss how to put the balance of their funds to trade!   Get rich by thinking small !

Some of you Hunters only want to Hunt Big “Game” (500M plus) and that is ok if you have a cash flow to support that.  The comments below are designed for you Elephant Hunters! we will try to assist you to weed out the fraud early.  For those of who who want to make money quickly focus on the under 50M clients or ANY client who will permit a 1M test.

This HY group likes the 1M file because it gets the client into the game and allows them to see what a REAL trade can do with just 1M !   If you want me to send you the details on our HY 1M trade just ask and i will forward you the write up… for my Big Game Hunters the advice below is perfect for you!

Good Hunting and good luck in 2010 !   Chris

1) CITIBANK SINGAPORE (ESPLANADE BRANCH)  – THE MEI HUA SOCIETY

We have received numerous application packages relating to accounts in Citibank, Singapore.  The Esplanade Branch.  You probably have as well.  Cash funds.  $1 Billion USD or multiples thereof.  Five Billion.  Ten Billion.  (Never say, for $6,473,821,359.00) And the account holders are typically Chinese or Taiwanese nationals.  Welcome to the “inheritance bank” – and to the byzantine world of the Mei Hua Society!  You see, these are heritage funds.  Pure and simple.  And – well,  I hate to put sand in anyone’s gas tank – but these mega-size cash accounts AIN’T tradeable.  Not now.  Probably not ever.

Here’s what you need to know:  The  Mei Hua Society number over 4,000 members. With six divisions throughout Asia.  The matriarch is 96 year old Mrs. Chen who, along with her granddaughter, lives in the Central Part of Taiwan.  In the mountains above Taichung.  In 1996, Grandma Chen gave out “inheritances” of $10 Billion USD each to all of her family members. Some 300 or so bequests.  A cool $3 Trillion USD or thereabouts!  BIG FAMILY!  Now, for some strange reason, though, the heritage accounts were opened in Citibank, Esplanade Branch, rather than Citibank’s Singapore head office where the Society maintains its master account.  Stranger still, none of the “beneficiaries” were invited into the bank to sign account-opening documents. Go figure!

Well, fast forward – and here’s the rub:  The Mei Hua funds on deposit in the master account are restricted funds; they can only be drawn down against receipt of a bank instrument.  Use of these funds in a trade program, therefore, is strictly “VERBOTEN”.  And, of course, what applies to the master account applies equally to the 300 + sub-accounts. So, you can forget the whole lot of them!

But the story doesn’t end there.  You see, the beneficiaries – none of whom are signed on the accounts – found themselves, from the outset, unable to transact their funds. Not one red cent.  Needless to say, this posed a huge problem for the family members, many of whom were on nodding terms with poverty. Necessity being the mother of invention, though, a number of beneficiaries happened upon the idea of renting out their Proofs of Funds. Thus was born a thriving industry in leased Citibank, Singapore bank document! A nice little money-spinner! Of course, it didn’t take long for the Shenzhen “copy shops” run by the notorious Tong – the Chinese Mafia – their motto is “Foil Justice. Do Evil” – to muscle in on the action.  IT’S A RIGHT HOLY MESS!  A bad beginning in search of a worse ending! So take my advice, dear readers, and steer clear of Mei Hua funds altogether.  Truth is, these heritage funds ain’t worth a bucket of warm spit!

===

2) FIGHTING BACK AGAINST FRAUD  –  “BACK-DOOR” WAYS TO VALIDATE BANK DOCUMENTS

There is nothing worse than spending several weeks preparing a client submission, and then turning the paperwork over to the trading entity – only to have the transaction declined straight away because the bank documents are found to be fraudulent.  Unfortunately, it’s an all too common occurrence in our business.  The problem, regrettably, is that there exists a deep-rooted “culture of deception” in many parts of the world:  A belief system that disdains honesty and integrity, and advocates, instead, that the only “truth” that matters is what you can get away with.  And just how pervasive is this attitude?  Sadly, it permeates many of the transactions that regularly cross our desks.

Fortunately, though, there are things you can do – early on in the game – to filter out false bank documents in order to save you time and effort and increase your odds of bringing forward a genuine transaction.  Remember this: The best strategy for countering deception is to ATTACK ON THE FACTS!  That’s right, put the burden on the client to prove his financial capability beyond a reasonable doubt.  And not by making self-serving statements,  but by providing objective, unassailable evidence to support his application.

So here is my preferred list of “FIGHT BACK!” tips:

1) Clients often claim to hold funds in a bank half way around the world.  Not convinced? Then request the client provide the date he presented himself at the bank to open his account. Obtain that information first.  JUST THAT.  Then go back to the client and ask for a copy of his passport page which shows his entry visa/landing stamp permitting entry to the country on the date in question.  It’s a great “GOTCHA” technique!

2) Clients often claim that they purchased the bank instrument with their own cash funds. Not convinced?  Then request a copy of the client’s account statement immediately preceding his purchase of the bank instrument.  SHOW ME THE MONEY!

3)  Bank instruments that have been taken out of the banking system are worthless.  And fraudulent bank instruments – well, they have probably never been put into the banking system in the first.  So you should  always request, along with a copy of the bank instrument itself, a current tear sheet or account statement for the “paper account” holding the bank instrument.  Viewing the bank instrument without the corresponding account statement or tear sheet, frankly, makes no sense at all.

4)  Accept photo-quality scanned copies of the ORIGINAL bank documents only.  If the client can’t organize a high-resolution scan of his original bank documents, it probably means he doesn’t control the bank instruments in the first place.  So why go any further?

5) Clients often claim that they acquired the cash funds/bank instruments by means of  “inheritance”.  Not convinced?  Ask the client for a certified copy of the probate documents.

6) Clients often claim that the funds are freely transferable funds.  Not convinced? Then request the client withdraw $1000 USD from his account and provide you with a copy of the withdrawal slip.

7) Clients often claim that they earned the cash funds/bank instruments through “investments”.  Not convinced?  Then request the client provide past account statements (or his passbook) showing the transaction activity (deposits and withdrawals) on his account over the two-year period.

One final word:  Don’t waste time having the client fill out an endless stream of compliance documents.  Listen to me: If the client has supplied fraudulent bank documents, it doesn’t matter what the client provides by way of self-serving statements.  And no client, upon being asked to complete a set of largely “fill-in-the-blanks”-style documents, is going to see the error of his ways and suddenly “fess up” to having committed bank fraud.  So why bother?  My suggestion is leave the documents for the time being. There is plenty of time for that later.  Instead, focus your efforts, with laser beam intensity, on one thing – AND ONE THING ONLY:  Corroborating the client’s bank evidence of funds.  Remember : ITS THE BANKING, STUPID!

4) “TRICKS OF THE TRADE”  –  WORKING WITH HOLDERS OF BANK INSTRUMENTS

The cardinal rule in this business is that you can’t enter a trade program with assets you don’t own.  Of course, with cash funds, it relatively easy to determine “ownership”.  After all, clients can only acquire title to cash funds in one of two ways:  By earning the money from their legitimate business endeavors.  Or by inheritance. There is no third way!  So forget leased funds.  Forget borrowed funds. Forget assigned or pledged funds.  Forget “nominees” account holders.  The task is to focus like a heat-seeking missile on the legal owner of the cash funds.  And no one else!

With bank instruments, though, the considerations are a little different.  After all, when we talk about bank instruments, there is no “owner” as such; we refer to holding (rather than owning)  an instrument.  Let’s get down to basics.  A bank instrument is simply a promise to pay; an “IOU” involving three parties: (1) The bank that issues the instrument and is legally responsible for making payment; (2) The Applicant who purchases (or causes the issuance of) the instrument by putting up his cash funds; and (3) The Beneficiary in whose favor, or for whose use, the instrument is issued.

Oftentimes, of course, the Applicant and the Beneficiary are one and the same person.  For example, when Mr. Brown, unhappy about the low yields offered on his savings account, up and purchases a Certificate of Deposit from his bank.  In that instance, Mr. Brown is both the Applicant and the Beneficiary of the CD.  But just as frequently, the Applicant and the Beneficiary are different parties altogether.  For example, when Bank Guarantees, Standby Letters of Credit and the like are issued in favor of third-party “sellers” of goods in order to guarantee payment in commercial transactions.

So who is eligible to participate in a trade program when a bank instrument is involved?  Is it the Applicant?  Or the Beneficiary?  Well, the answer might surprise you! You see, only the Applicant is eligible to participate in a trade program, for the simple reason that the Applicant alone has “purchased” the instrument with his cash funds. Remember the “ownership” rule!  BUT THERE IS AN OVERARCHING PROVISO: The Applicant must hold the instrument for his own use only, and not have issued the instrument in favor of a third-party Beneficiary.  In other words, the Applicant must also be the Beneficiary of the instrument, as well.  (Were it otherwise, of course, the Applicant would have nothing to go into trading with!)  So to put it succinctly: The holder of an instrument, in order to participate in a trade program, must be both the Applicant and Beneficiary simultaneously.  If he is not – if say, he is one, but not the other – then he is not eligible to enter a trade program.  Not under any circumstances!

DISCLAIMER: Sender is not a United States Securities Dealer, Broker or US Investment Advisor. This electronic transmission and or attached documents have not been verified or authenticated & are not to be considered a solicitation for any purpose in any form or content, nor an offer to sell and/or buy securities and or properties. Merely describing the details of an existing private placement program does not constitute an offer or solicitation of any kind and, if presented, is done so as a request for information. Upon receipt of these documents, you as the recipient, acknowledge this disclaimer and warnings herein. By reading beyond this point, you agree, acknowledge and accept that this is a privileged, proprietary and confidential communication and you agree to keep it private if not  please return to sender.

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Validation of Funds

Comments on Validation of Funds Text

If the POF is sanitized, it can only serve as an introduction for format and text.

It would have to be followed by a Client Information which would have the information deleted from the POF text.

* Include reference to both POF (for cash and credit line) and SKR (for financial instruments) texts

* Initial POF or SKR verification is not done by the bank (see attachment).  If banker does it and it is deficient or fraudulent all parties are reported and blacklisted.  That is why a non-banker does the verification first.  Once the application passes preliminary due diligence it is sent to the Program officials, who then deal on a bank-to bank and principal-to-principal basis.

Validation of funds

Providing evidence of Proof of Funds

Validation of funds.  This is similar to showing and verifying assets for a business or commercial venture in order to qualify for a loan.  Borrowers submit their financial statements showing their ability to service the loan….similar process

PROOF OF FUNDS- Proof-Of-Funds (POF)   can be a Sanitized recent Bank Statement or Tear Sheet

Proof-Of-Funds (POF)   can be a Sanitized recent Bank Statement or Tear Sheet.  (TO START WITH AS THIS IS ONLY AN INTRODUCTION)

It should not be that hard to send this as if anyone has ever wrote a check, by the time that check reaches its final destination it has gone through about 6 to 12 stops before it reaches its final destination.  That check has all the important banking coordinates and account information on it.  If someone has illegal intentions they could use this check.  There is nothing anyone can do with a Sanitized Bank Statement or Teat Sheet.  We are not asking for account information i.e. Sanitized (White-out or Black-out account numbers)

BANK TO BANK POF VERIFICATION

If CLIENT can provide a Real Bank Confirmation/Capability letter with bank officer’s name and account verification, we can do a bank to bank POF.

After receiving your completed file we can begin the closing process.

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CASH FLOW TOOLS ONLY

CASH FLOW TOOLS ONLY

$CASH PROOF OF FUNDS– Proof-Of-Funds (POF) can be a Sanitized recent Bank Statement or Tear Sheet

(White-out or Black-out account numbers)

Or Standard, 2 Banker-Signed, SKR Letter from the depository bank works best: (Not a free form swift)-(See attached sample) Please feel free to make any necessary changes.

PAPER ASSETS

CMO’s/BOND’s/CD’s/TREASURIES/ MTN’s/STOCKS/NOTES

Send a copy of the Paper Assets- CUSIP or ISIN Numbers.

Send a Statement as to where the asset is held and how much of the asset the client owns.

We need a complete statement of the asset (who, where, how it’s held?)

The complete statement that shows the client’s info, how it was mailed, and the positions.

No internet statements.  We need all copies of all pages if more than one.

The statement will come from the Bank or Institution for which it is held.

If it is not from a Bank or Institution we can not use it.

It also has to be on the Market with Liquidity and Trading value.

BANK DEBENTURE INSTRUMENTS

(OWNED NOT LEASED)

SBLC-BG-DLC-LOC

Cash Backed Instruments

Letters of Credit. These are Documentary Letters of Credit, Standby Letters of Credit and Unconditional Letters of Credit or Surety Guarantees.

Send SKR/Statements.

MUNICIPAL BOND- PERFORMANCE BOND

(SOVEREIGN BOND- if outside the USA)

Categories
Bank Instruments

*Confirmed Pricing & Terms: Seasoned T-Strips, BGs & MTNs…and Managed or Buy-Sell Trading Programs

*Confirmed Pricing & Terms: Seasoned T-Strips, BGs & MTNs…and Managed or Buy-Sell Trading Programs

Confirmed Pricing: Seasoned T-Strips*

* Confirmed terms on Seasoned BGs & MTNs

Managed Trade Buy-Sell Trading Platforms

FULL PACKETS OF FORMS and PROCEDURES ARE AVAILABLE

PLEASE REPLY WITH A LIST OF INTERESTS (and whether Buyer

or Seller pays Fees), & REQUEST A COMPLETE PACKET. If you

seek MTNS, inform me so I can notify you when they’re ready.

(A) Seasoned T-Strips: 4 different direct Sellers:

(Sept. 16th Treasury Auction, prevailing price was 28+1)

(#1) 22%  + 1% Fee (from US Treasury subsidiary)

(#2) 22%  + 1% Fee (from European State Bank)

(#3) 22 % + 1% Fee (major Trader via USA agent)

(#4) 24 % + 1% Fee (from Major European Trader)
See below comments on Fees, and other issues

(B) Seasoned BGs

Deutsche/London: 69%-to-77% (Price depends on contract size)

Different Seller than Seller of (A) or (C)

(C) Seasoned MTNs

Citibank/New York: 30 yr., 4.5%, 74%-to-76% *,**

(* Price depends on contract size. Availability deferred til late-Sept.)

Different Seller than Seller of (A) or (B)

(D) Managed Trading and Buy-Sell Programs

See below for Outline

=========================================================

4 SEASONED T-STRIP PROVIDERS

Comments about 4 different Providers:

* In ALL instances: 30 Year Treasury Strips from Existing Owner/Seller. 29+ years to maturity.

* Provider #2 is a LANDESBANK (a State Bank — the largest in its country).

* DIRECT to Directors or former directors of Provider #1 and #2.

* ALL Providers require payment within 1 bankday (T2 or later is NOT acceptable)

* Provider #1 and #2 can contract for up to $1 Trillion contract IMMEDIATELY (but, if

you reply to this e-mail days or weeks after the effective date you risk prior sales

effecting availability).

* NO potential Buyer can talk to a Provider until ALL required documentation (see below)

has been presented. These are the rules of the Providers, not me.

* Preferred initial tranche is $500 Million, although lower amounts are acceptable.

* ALL Sellers can have Buyer pay net 22% + pay 1% to Intermediaries, or accept 23%

Gross from Buyer (and Seller will pay the 1% fee to Intermediaries).

* Required texts from Buyer **:  LOI, Authority to Verify for Seller’s Agent (ref: Buyer’s

financial capability to purchase. Client Profile & Passport Photo,

Corporate Resolution (if applicable); and, Fee Agreement.

(** See below SPECIAL TERMS for US Treasury or Landesbank Provider)

* When Call is made by Seller to Buyer’s bank (or, Brokerage firm which coordinates Buyer’s

bank), the Buyer’s Bank must be able to confirm “cash on hand or line of credit against

on deposit assets”. It is NOT PERMISSIBLE to say Buyer can secure the funds from 3rd

parties (as some Hedge Funds operate) or delivered T-Strips will serve as collateral for

the credit line.

STEP-BY-STEP Process

(1) Attorney will provide Sanitized text to Buyer (or, Buyer’s agents)

Attorney will speak to Buyer. At least 1 officer of Buyer must agree to price and process, and say he/she has

the authority to sign the contract/implement the transaction.

Attorney will ask minimum tranche capability and intended contract size.

Attorney will determine which of available Offers (see above) the Buyer wishes to pursue.

(NOTE: LOI can read “best price” so Attorney  can talk to all 3 Sellers, to get best price for you.)

Attorney will determine of Buyer will pay 1% fee (or, wishes Seller to pay the fee)

Attorney will ask Buyer for the name of their bank to be contacted by Seller’s agent (not me).

This data permits me to convert the Sanitized texts to NON-Sanitized packet for Buyer to sign.

(2)  Attorney submits packet to associate/Client, who presents it to the applicable Seller(s).

(3)  Pursuant to Authority to Verify, Seller’s agent (NOT ME OR ATORNEY) confirms Buyer’ ability to do the deal by

contacting Buyer’s Banker (preferred) or Securities Firm (which must be able to confirm

bank’s ability to pay for initial tranche).

Once Seller is satisfied as to Buyer’s ability to pay, Sell-side will provide ALL REQUIRED TEXTS

and INFORMATION required by Buyer. The Seller’s Corporate Invoice should include:

a- Registration Number,                             b- EUROCLEAR Access Code,

c- CUSIP Number,                                   d- Corresponding bank callable custodial safekeeping receipt,

e- Maturity date,                                        f- Complete screening information and

g- Other data for authentication and verification of instruments

(4)  Transaction proceeds to CLOSE via mutually agreed procedures between Seller’s & Buyer’s agents

(e.g., banker or securities desk official). I am not authorized to negotiate the final terms/process.

IMPORTANT PROCEDURES OF TREASURY & LANDESBANK SELLERS

(Note: All below comments do NOT pertain to my 3rd Provider)

* All documents must be presented as a one-time complete packet.

Once texts are in “Compliance” they’ll not accept supplemental submissions.

* They can close IMMEDIATELY once you pass compliance.

* If a Buyer defaults or misrepresents, they will be blacklisted.

* The Directors of EACH said that they wish to have a TEAR SHEET presented

up-front or a bank statement of the open credit line (against Buyer’s on-

deposit assets. This is because the Seller’s DIRECTORS do not know new

Buyers, and they are concerned that IF you can not demonstrate that you

can buy, then they will be greatly embarrassed. They will not risk a failure

or an embarrassment.

======================================

OTHER AVAILABILITIES (via different Owners/Sellers)

(2) Seasoned BGs

Issuer ————-   Deutsche Bank/London

Instrument ——–  1 year, 0%

Minimum Tranche –  100 Million euros (or, USD equivalent)

Minimum contract –  20 Billion euros (of, USD equivalent)

Price ————–   69% -to- 77% (depending on size of contract)

Fees ————–    Same as for T-Strips

Procedures for document submission – Similar to that for T-Strips **

(** BG screen shot and other information/documentation provided

only AFTER Buyer submits minimal information.)

(3) SEASONED MTNS

Issuer —————–  Citibank/New York

Instrument ———–  30 year (29+ years left), 4.5%

Minimum Tranche —-  $500 Million

Size Availability ——-  $100+ Billion

Price ——————   74%-to-76% (plus 1% fee) *, **

(* Or, Buyer pay gross and Seller pays fees.)

(** Price depends on size of contract)

Fees ——————    Same as T-Strips

Procedures for document submission – Similar to that for T-Strips **

Timetable Availability –

(4) Managed Trading and/or Buy-Sell Programs

Minimum for some Programs —- $100 Million (cash or present value of instruments)

Minimum for Buy-Sell Programs –  $500 Million (cash or present value of instruments)

Minimum for Grandmaster Plan –  $5 Billion (cash or T-Notes)

Terms:

Funds/Assets can be blocked in Client’s bank (if in acceptable country), or moved into

newly established account at Program (top 10 European) bank

Attorney will verify Client’s POF or SKR, via authority

to verify letter (listing only permissible questions) via call to banker (with

Depositor on phone call with Attorney)

Special Programs:

We only deal with Licensed Traders (some independent platforms and others inside of

the Trading Bank). All Program Groups are among the largest in the West.

One Buy-Sell Trader offers 6 week Program (net, net of 10 times investment possible)

Grandmaster can swap cash for 105% BG, then places cash into SUPERIOR 1 year format

===========================

CAVEAT:  This e-mail is not an offer to buy or sell financial instruments. My sole function’s to

identify potential Program Participants, and to introduce both sides so they can contract for a Program.

PROCEDURES

We have an alliance to forums that have instruments if not issued from the Trust it will be from the Attorney to the Treasury, Landesbank./Clearing/Cutting House and a Private holder of paper (one of the richest men in the world) depending on request and availability.

Send LOR or LOI and your FPA for now, along with POF and I will get the attorney on the phone with the buyer ASAP.

No interference- no broker cloak & dagger please.

FOR PROOF OF FUNDS

Standard, 2 Banker-Signed, SKR Letter from the depository bank: not a free form swift.

Or you can provide a sanitized Bank Statement or Tear Sheet.

With Warmest Regards

Gregory

HEDGE FUND DIRECT AGENT

This communication may contain privileged and/or confidential information.  It is intended solely for the use of the addressee.  If you are not the intended recipient, you are strictly prohibited from disclosing, copying, distributing, or using any of this information.  This email is not a solicitation of investment funds or a securities offering.  If you received this communication in error, please contact the sender immediately and destroy the material in its entirety, whether electronic or hard copy.  This communication may contain nonpublic personal information about consumers subject to the restrictions of the Gramm-Leach-Bliley Act.  You may not directly or indirectly reuse or redisclose such information for any purpose other than to provide the services for which you are receiving the information NCC is not a Certified Financial Advisor, Securities Broker and/or a Stock Broker.  We are a Banking, Financial, Business consultant who provides advice to private individuals on or about business matters.  If you have received this email in error, please notify us by return email and delete record from your computers.  The information presented is not in any way considered or intended to be a solicitation of funds and is intended only as general knowledge.  Understand that the contemplated transaction is strictly private and in no way relates to the United States Securities Act of 1933 (the “Act”)or related regulations and does not involve the sale of registered securities.  This transaction is private and exempt from the Act.  If you are not the intended recipient, please be aware that any disclosure, photocopying, distribution, or use of the contents of this information is prohibited.  Thank you

IMPORTANT NOTICE: This electronic communication is covered by the Electronic Communications Privacy Act of 1986, Codified at 18 U.S.C 1367,2510-2521, 2701-2710, 3121-3126.
Also see: http://www.ftc.gov/privacy/glbact/glbsub1.htm Gramm-Leach-Bliley Act 15 USC, Subchapter1, Sec. 6801-6809

Categories
Bank Instruments Collateral Instruments

T-Strips, Seasoned BG’s, Seasoned MTN’s, Managed Trading-Buy Sell Programs

(A) Seasoned T-Strips: 4 Different Direct Sellers:

(Sept. 16th Treasury Auction, prevailing price was 28+1)

(#1) 22%  + 1% Fee (from US Treasury subsidiary)

(#2) 22%  + 1% Fee (from European State Bank)

(#3) 22 % + 1% Fee alt=”Star emoticon” title=”Star emoticon” tabIndex=-1 MSNNonUserImageOrEmoticon=true>(major Trader via USA agent)

(#4) 24 % + 1% Fee alt=”Star emoticon” title=”Star emoticon” tabIndex=-1 MSNNonUserImageOrEmoticon=true> (from Major European Trader)
alt=”Star emoticon” title=”Star emoticon” tabIndex=-1 MSNNonUserImageOrEmoticon=true> See below comments on Fees, and other issues

(B) Seasoned BGs

Deutsche/London: 69%-to-77% (Price depends on contract size)

Different Seller than Seller of (A) or (C)

(C) Seasoned MTNs

Global unsubordinated MTNs @ 48+1

(D) Managed Trading and Buy-Sell Programs

See flyers

We require the Buyer to submit texts first.  No broker hide and seek please.

No provider will ever send out coordinates over the net to an unknown entity

Our compliance forms are sent directly to the client

For now just send buyers general LOI or LOR and YOUR FPA and you can provide a POF to start with as and introduction. (To Provider;)

We do not need his CIS/Passport information at this time. As you know we can not solicit as it is illegal-.S.E.C. & F.S.A. Laws and  MIFID regulations in UK and Europe.

Let’s first see if Buyer can comply.  If not, it’s all moot.  If yes, then we’ll solve all fee issues. I can get Attorney on the phone with buyer ASAP and close fast.

PROOF OF FUNDS– Proof-Of-Funds (POF) can be a sanitized recent Bank Statement or Tear Sheet works best.

(White-out or Black-out account numbers)

Or Standard, 2 Banker-Signed, SKR Letter from the depository bank: not a free form swift-(See attached samples) Please Feel free to make any necessary changes.

I am the last stop.  Next would be the Attorney.

We have an alliance to forums that have instruments if not issued from the Trust it will be from the Attorney to Treasury and a Landesbank and to Clearing/Cutting House or a Private holder of paper (one of the richest men in the world) depending on request and availability. As well as Trades/Buy-Sells/PPP.

Best Regards

Gregory

TRUST OVERVIEW/ WEB SITE INVITATION ONLY

HEDGE FUND DIRECT AGENT

REGISTERED S.E.C. TRUST

END PROVIDER

This communication may contain privileged and/or confidential information.  It is intended solely for the use of the addressee.  If you are not the intended recipient, you are strictly prohibited from disclosing, copying, distributing, or using any of this information.  This email is not a solicitation of investment funds or a securities offering.  If you received this communication in error, please contact the sender immediately and destroy the material in its entirety, whether electronic or hard copy.  This communication may contain nonpublic personal information about consumers subject to the restrictions of the Gramm-Leach-Bliley Act.  You may not directly or indirectly reuse or redisclose such information for any purpose other than to provide the services for which you are receiving the information NCC is not a Certified Financial Advisor, Securities Broker and/or a Stock Broker.  We are a Banking, Financial, Business consultant who provides advice to private individuals on or about business matters.  If you have received this email in error, please notify us by return email and delete record from your computers.  The information presented is not in any way considered or intended to be a solicitation of funds and is intended only as general knowledge.  Understand that the contemplated transaction is strictly private and in no way relates to the United States Securities Act of 1933 (the “Act”)or related regulations and does not involve the sale of registered securities.  This transaction is private and exempt from the Act.  If you are not the intended recipient, please be aware that any disclosure, photocopying, distribution, or use of the contents of this information is prohibited.  Thank you

IMPORTANT NOTICE: This electronic communication is covered by the Electronic Communications Privacy Act of 1986, Codified at 18 U.S.C 1367,2510-2521, 2701-2710, 3121-3126.
Also see: http://www.ftc.gov/privacy/glbact/glbsub1.htm Gramm-Leach-Bliley Act 15 USC, Subchapter1, Sec. 6801-6809